As a Sr. Compliance & Risk Management you will be Responsible for establishing and overseeing the Company's Compliance and Risk Management functions while actively managing day-to-day operational compliance activities. This role serves as the primary advisor to Management on regulatory compliance, governance, and enterprise risk matters, ensuring the Company operates in accordance with applicable regulations and sound risk management principles
Job Responsibilities
- Monitor and ensure the company's compliance with Capital Market Law, OJK regulations (POJK), and other applicable laws and regulations
- Coordinate with OJK and other regulators regarding reporting and compliance matters
- Conduct compliance monitoring and periodic reviews to identify and mitigate risks
- Liaise with internal divisions (Investment, Operations, Business) to ensure legal and compliance matters are properly addressed across business activities
- Review and update the compliance strategy in response to changes in the Company's business activities, new regulations, amendments to OJK regulations, or other relevant legal requirements.
- Communicate and promote the Company's Compliance Manual, policies, procedures, and other compliance-related information to all relevant stakeholders.
- Monitor and ensure the implementation of the Company's Business Continuity Plan (BCP) in accordance with established policies.
- Prepare and submit the Annual Compliance Work Plan to the Board of Commissioners, outlining the activities and implementation schedule of the Legal and Compliance Function.
- Develop and continuously improve the Enterprise Risk Management (ERM) Framework.
- Develop and maintain the Company's Risk Management Policy and related SOPs.
- Ensure the risk management framework aligns with OJK regulations and industry best practices.
- Facilitate periodic enterprise-wide risk assessments across all business functions.
- Embed risk management into strategic planning and decision-making.
Requirements
- Minimum Bachelor's degree (S1) in Law or a related field
- Minimum 3 - 5 years of experience in compliance and/or risk management functions, preferably within an Investment Manager, securities company, or other financial services institution
- Certification in WMI (Wakil Manajer Investasi), or willing to obtain it, is a plus
- Solid understanding of Capital Market Law, OJK regulations (POJK), and other laws/regulations relevant to Investment Managers;
- Ability to monitor regulatory updates and ensure company policies/SOPs remain compliant with prevailing regulations
- Strong analytical and legal drafting skills, with high attention to detail
- Good communication skills (written and verbal) in both Bahasa Indonesia and English
- Ability to work independently, manage multiple priorities, and coordinate with internal divisions and external parties
Send your updated CV via [Confidential Information] or apply directly through this post.
Apply now and get ready to make an impact, goodluck!
