About Us:
PT Henan Putihrai Asset Management is a professional and experienced financial services company, established in 2006 as a spin-off from PT Henan Putihrai Sekuritas. We are a licensed Investment Manager committed to serving our clients best interests. We are a local investment manager company, but our mutual funds products have received several awards and are widely recognized.
About The Role:
We are looking for a Senior Officer – Compliance to play a key role in strengthening and shaping our Compliance function.
Beyond ensuring regulatory requirements are met, you will have the opportunity to enhance our compliance framework, strengthen Product & Investment Compliance, and drive meaningful improvements across the business. This role is ideal for a proactive compliance professional who brings strong regulatory knowledge, sound judgment, and the ability to turn insights into practical solutions.
Responsibilities:
- Ensure regulatory reporting and compliance obligations are completed accurately and on time.
- Conduct compliance monitoring, testing, and follow-up on identified issues.
- Keep up with regulatory developments and translate them into practical recommendations.
- Review Product & Investment Compliance across products, investment activities, and internal policies.
- Follow up on audit and regulatory findings and work with relevant teams towards resolution.
- Identify opportunities to improve Compliance processes, monitoring methods, and tools.
- Work closely with cross-functional teams on compliance initiatives and projects.
Qualifications:
- Bachelor's degree in Law, Finance, Economics, Accounting, Management, or a related field.
- 3+ years of experience in Compliance, preferably in capital markets, investment management, or financial services.
- Good understanding of OJK and capital market regulations, particularly those applicable to Investment Managers.
- Experience in regulatory reporting, compliance monitoring/review, and audit or regulatory follow-up.
- Strong analytical thinking and professional judgment, with the ability to turn regulatory requirements into practical solutions.
- Strong ownership and comfortable working independently as well as with different teams.
- Curious, proactive, and open to challenging existing processes and bringing new ideas.
- WMI license/certification is a plus.
