Risk & Compliance - Broker
Job Description
Job Description
- Independently conduct end-to-end reviews of compliance risks across business processes, policies, and operational practices, and map gaps against applicable regulations
- Deliver clear, actionable recommendations to management, monitor their follow-up through completion, and report compliance status regularly
- Represent company in examinations and audits, coordinate internal units, and ensure findings are resolved within agreed deadlines
- Prepare accurate and timely periodic and incidental reports to regulators
- Provide compliance views on new products, services, partnerships, and initiatives from the early planning stage, assess regulatory risks, and recommend mitigation
- Ensure licensing and regulatory requirements are met before launch
- Bachelor's degree in Law, Management, Accounting, Economics, Actuarial Science, or a related field
- Minimum 4 years of experience in compliance, risk management, or audit in financial services, preferably in insurance, insurance brokerage, or other OJK-regulated institutions; experience handling OJK examinations is a strong advantage
- Solid understanding of insurance and insurance broker regulations, OJK requirements, and related rules such as consumer protection, AML/CFT, and personal data protection
- Strong analytical, risk assessment, and decision-making skills, with the ability to work independently and take full ownership of results
- Excellent communication skills, including the ability to engage with regulators and senior management
- High integrity, attention to detail, and the ability to maintain confidentiality
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