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Operations & Compliance Specialist

5-7 Years
  • Posted 7 hours ago
  • Be among the first 10 applicants

Job Description

  • Oversee and monitor daily business operations to ensure effective, accurate, and efficient execution across all operational workflows.
  • Ensure strict compliance with applicable regulatory requirements, internal policies, corporate governance frameworks, and industry standards.
  • Develop, refine, and maintain Standard Operating Procedures (SOPs), operational policies, and internal control mechanisms to support business growth and scalability.
  • Identify operational risks, evaluate process gaps, and implement mitigation plans to reinforce internal controls.
  • Collaborate with Product, Technology, Finance, Legal, and Business teams to ensure operational readiness and process alignment.
  • Track operational performance metrics, maintain documentation, and prepare compliance reporting for management.
  • Support internal/external audit processes and drive continuous improvement initiatives to enhance operational effectiveness.

Minimum Qualifications

  • Bachelor's degree in Business Management, Finance, Risk Management, Law, Operations Management, or a related field.
  • Minimum 5 years of experience in Business Operations, Compliance, Risk Management, Process Improvement, or related functions.
  • Proven track record in managing operational processes, internal controls, compliance governance, and regulatory requirements.
  • Experience in financial services, trading, investment, or highly regulated industries is strongly preferred.
  • In-depth knowledge of business operations management, process mapping, and SOP development.
  • Solid understanding of compliance management, risk control frameworks, and operational data monitoring.
  • Strong problem-solving, analytical thinking, and decision-making skills.
  • High level of attention to detail and a continuous improvement mindset.
  • Excellent stakeholder management, communication, and cross-functional collaboration abilities.

More Info

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About Company

Job ID: 152545059

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