Control Manager Associate

Job Description :

As a Control Management Associate, you will be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the Business to ensure issues are remediated in a timely manner. The team assists in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation. Also, you will assist the Exam Oversight and Control Manager with a caseload of external examinations in adherence to protocols established for pre-exam preparation, onsite facilitation and post-exam processes.
Job Responsibilities:

• In partnership with stakeholders, evaluate and perform an end-to-end analysis of the risk and controls environment of the Business to identify significant gaps and weaknesses and to determine root cause of control breaks
• Ensure that controls are properly designed and operating effectively for a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
• Perform ongoing analysis of program-related data and develop ad hoc reports as requested to support business-related programs and strategies
• Assist with development of Risk and Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business units
• Execute established exam protocols, issues management, reporting, database administration, and document control activities in accordance with Exam Oversight and Control
• Actively partner with internal stakeholders and perform ad hoc duties required to ensure timely high-quality deliverables and achieve strategic goals consistently

• Bachelor's degree or equivalent experience required
• Minimum 7 years of experience in financial services industry with background in audit, compliance, controls, operational risk management, quality assurance, and/or regulatory/investor requirements preferred or equivalent subject matter expertise in a relevant business-related function/operation
• Excellent analytical, communications, interpersonal, organizational, prioritization, and time management skills
• Disciplined, delivery-focused, detail-oriented individual with propensity for continuous learning and able to work well with multi-cultural teams
• Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) working knowledge of AI/ML, Alteryx, Tableau, UIPath is a plus but not required